-
Even as a first step for clients seeking information on advisors, BrokerCheck is under scrutiny by advocacy groups.
July 16 -
Independent broker dealer Securities America picked up an independent RIA with $6.5 million in production from LPL.
July 14 -
LPL has brought six teams on board worth approximately $2.8 billion in combined client assets to its RIA platform since February.
July 14 -
The regional broker picked up a recruit from J.P. Morgan.
July 13 -
A five-member group leaves the wirehouse for the super regional's employee channel.
July 10 -
The bank looked to one of its own to replace the current wealth management and insurance division head.
July 7 -
A recruit who worked with $658 million in client assets moves between the wirehouses.
July 6 -
A trio of advisors leaves the wirehouse for the independent channel at Raymond James.
July 1 -
The wirehouse lured away a team that managed $750 million from Barclays, which recently announced a deal to sell its U.S. wealth management division to Stifel.
June 30 -
Two brothers working for Merrill Lynch, where they had overseen $620 million in client assets before making the move, join the rival wirehouse.
June 24