C-suite

The promotions positions Jim’s son Nathaniel Simons to assume his father’s role as chairman under a succession plan that began about a decade ago.

Some of Wall Street's most prominent executives have this in common: a long tenure.

The changes come a month after she was named CEO of the bank’s newly formed wealth management unit.

Assets under management at Nancy Prior’s group, which includes bond and money market funds, have grown from $714 billion under her leadership.

“Everything’s on the table for consideration,” the bank's chief financial officer told investors. “He’s certainly not beholden to decisions that we made previously.”

The top brass being unaware of this stuff happening on their watch doesn’t inspire confidence.

Competition with an ever-rising stock market, the difficulty of raising assets and the steady march of time are just a few factors leading managers to the exit.

The Chase Wealth Management and J.P. Morgan Securities operations will become one unit with $400 billion in assets.

The Wall Street executive founded three companies, including private-equity firm Lightyear Capital.

At a meeting last year, the firm’s CEO discussed how behavior would be held to a higher standard than rank-and-file employees, people familiar with the matter said.

Mark Wiseman, global head of active equities and frontrunner to succeed CEO Larry Fink, said he failed to disclose a consensual relationship with a colleague.

The IBD with 8,000 advisors had been without a permanent chief executive since Robert Moore’s departure in March.

Scott Powell will oversee the bank’s relations with regulators as it seeks to shed a Federal Reserve-imposed asset cap.

The Kansas City Royals unveiled an investor group that includes the Creative Planning president and other prominent hometown fans.

Among immediate changes, Tim Hockey resigned as chief executive of TD. Here's what else advisors can expect.

The firm hasn’t made any decisions about advisor retention bonuses, but some top shareholders will earn tens of millions of dollars once the deal closes.

Allen Parker led Wells Fargo during its six-month search for a new chief executive officer.

The hiring marks Charlie Scharf’s first major leadership appointment since he took over the embattled bank last month.

Many larger firms have found this investment has raised the quality of service for their clients. But what if you're a small firm?

The move comes amid years of mediocre returns posted by hedge funds, prompting investors to pull money and demand lower fees.