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The RIA adds $600M in AUM with its third acquisition of the year.
July 2
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“We are not delaying and we are not changing the standard,” Chairwoman Susan John says of pressure to weaken the board’s tougher guidelines in line with the SEC’s Reg BI.
July 2
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Recruitment is ongoing — not a one-time sales pitch.
July 2
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Digital transformation will only accelerate, a technology consultant tells wealth managers.
July 2
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The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.
July 1
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The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.
July 1
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It’s not as easy as hanging out a shingle. Advisors and back-office employees need to master certain traits.
June 28
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The offering validates the explosive growth seen in the independent channel, experts say, which has now grown fast enough to catch the eye of retail investors.
June 28
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Ranking RIAs by AUM or number of employees is misleading.
June 28
Savant Capital Management -
The independent broker-dealer has seen significant growth in the last three years.
June 27
