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The regional BD has picked up 15 advisors this month alone.
September 17
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Carla Wigen joins the senior leadership team at the Seattle-based firm, which advises on about $5 billion in assets.
September 13
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Each of the team’s members had 15 years or more experience working at the wirehouse.
September 13
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This is the third such suit the bank has filed against former advisors in recent months.
September 11
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The deal with the family-run independent insurance firm followed record sales in fixed-index annuities.
September 11
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The regional broker-dealer’s head count jumped up to 1,824 in the third quarter.
September 11
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The firm’s recruiting streak continues with this latest wirehouse hire.
September 10
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The new hires build on the firm’s recent recruiting successes.
September 10 -
This is the first move of Joseph Chu’s financial career, but it’s not the wirehouse’s first big loss this year.
September 7
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The new recruits joined from Bernstein where they serviced ultrawealthy families.
September 6
