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The advisers made the move in the wake of new regulatory guidance which takes aim at recruiting deals.
November 2
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Two industry veterans joined the fast growing regional brokerage firm.
November 2
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"There are ways to potentially be cute with it. You could potentially cut out retirement business from the back-end bonuses," says an ex-Merrill Lynch executive who works in the independent space. "Cute doesn't usually work when it comes to regulators."
November 2
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IronGate Partners is the 11th firm to align with the aggregator this year.
November 1
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The recruits come from the private banking division.
November 1
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Adam Nash will be replaced by Andy Rachleff, who once served as chief executive of the firm, and will now be tasked with leading it during a period of fierce competition.
October 31
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The recording casts doubt on the CFP Board's claim that all CFPs are fiduciaries.
October 31
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The top level manager also has experience overseeing adviser recruiting.
October 31
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In an informal poll, the majority of banks and credit unions have made a definitive decision to no longer accept soft marketing dollars.
October 31
Stathis Partners -
The adviser contended that not a single one of her clients from Schwab transferred their accounts over to J.P. Morgan.
October 27
