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As Cetera parent RCS Capital moves toward bankruptcy emergence, the IBD will shutter two smaller IBDs, leading to likely loss of unknown number of advisers.
May 18
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The head of the advisory group also was returning to where his career started.
May 18
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The new recruits are industry veterans who oversaw more than $330 million in client assets.
May 17
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The independent firm affiliated with Raymond James recruits a veteran with nearly 40 years of industry experience.
May 16
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The firm's newest recruits generated $3.5 million in annual revenue.
May 12
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The recruit says the firm's fiduciary business model was a draw.
May 11
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Concerns about the new fiduciary rule helped propel the move, along with a drop in LPL service, an adviser says.
May 10
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The recruit made more than $1 million in production before making the move, according to the regional broker-dealer.
May 9
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After being burned in a school experiment, a pre-med takes his interest in finance to the next level and becomes a financial adviser.
May 8
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The two veteran wirehouse advisers joined Wells Fargo's independent broker-dealer.
May 6
