Portfolio

A self-reporting program on 529 plan share classes yielded five more settlements, and wealth managers agreed to pay a combined $15 million.

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul.

Regulators rejected a pair of proposals to offer physically backed Bitcoin exchange-traded funds, handing crypto enthusiasts a proverbial bag of coal ahead of the Christmas holiday.

Small companies, value stocks and foreign markets have been horrible performers in recent years, leaving them cheap and unloved — which is why they merit another look.

Yan Zhao, President of NYDIG as she exploreshow Bitcoin is experiencing wider adoption in the traditional finance world, and why that is.

Local companies and organizations can spread capital much better than global corporations and institutions, according to practitioners in the field.

Investment products sold as being ESG-related had another record year, but clean-energy stocks are seeing a decline.

The firm faces an additional penalty after it didn’t participate in the regulator’s self-reporting initiative.

Private Advisor Group received capital from Merchant, while Integrated Partners has recruited nearly a dozen practices this year.

Hester Peirce will become the only GOP commissioner at the agency.