Practice

Harvesting losses to write off taxable gains is one strategy to address the Trump administration's plan to scrap the 3.8% net investment income surtax.

Do's and don'ts for transitioning the practice as a long-term process, not a one-time event.

Commissions-based compensation models are losing ground to fee-based ones. But for broker-dealers, the switch isn’t something to be entered into lightly, Michael Kitces writes.

Retirement investors are better off owning an all-value equity portfolio than a combination of growth and value stocks, data shows.

The series of deals leading to a $20 billion investment in an upcoming infrastructure fund managed by the firm raise concerns about conflicts of interest.

These banks provide senior-friendly accounts to older customers and offer them rewards such as no-fee checking accounts that earn interest.

The wirehouse and other firms aim to cultivate a new crop of tech-savvy FAs.

The firm picked up teams from Merrill Lynch and Wells Fargo.

Compliance may ring up some $2 billion in costs, restricting everything from research budgets to high-speed trading and dealing in wheat and oil.

Three experts on building a valuable business that is attractive for sale