Practice

Financial advisors who specialize manage nearly double the client assets of their peers, according to a study of 7,000 advisors conducted by research firm Cerulli Associates.

The start of the 2014 tax filing season could be postponed by as much as two weeks due to delays caused by the recent closure of the federal government.

At a panel at the national FPA conference, as well as in a new report from top study group aRIA, advisory firm executives spill their best human capital tips.

As retail funds for alternative investments become more widespread, planners must explain their purpose in a portfolio.

A former Merrill Lynch broker has been ordered to serve 38 months for allegedly bilking clients of almost $2 million.

Citing concerns, FINRA says it may make it harder for advisors to get records cleared.

CEO Jamie Dimon went to Washington almost a month ago to see if U.S. Attorney General Eric Holder would settle a criminal probe of mortgage fraud at the bank if it paid more money to resolve related civil investigations.

In a highly competitive industry, one of the most common questions advisors face is: How do I differentiate myself? Here are twelve steps to help you stand out from the competition.

If you’re breaking off from a larger advisory firm to go it alone, consider a specialty practice, say advisors.

From a relationship standpoint, social media and the financial advisory business are a perfect complement to one another. But social media presents serious compliance issues for firms and advisors.