Practice

Marketing expert Marie Swift says financial advisors who publish articles and engage with the press increase their credibility and give clients and potential clients something to talk about.

The SEC's market structure crimes unit is hiring a group of non-lawyer trading specialists to aid in its investigations.

The Securities and Exchange Commission's market structure crimes unit is hiring a group of non-lawyer trading specialists to aid in its investigations.

Lobbying over the contentious issue of regulatory oversight of investment advisors will likely continue deep into the next session of Congress, with some advocacy groups working to scuttle the measure altogether in an election-shortened legislative calendar.

New cost basis reporting rules are particularly challenging. Here's how to turn them into an opportunity for your practice.

Financial data, analytics and disclosure management services provider Edgar Online has launched I-Metrix Enterprise, the latest version of its I-Metrix professional risk analysis technology.

This week, IRA expert Ed Slott returns to answer questions from investors on topics ranging from Medicare premiums and replacing IRA withdrawals to required minimum distributions.

The Securities and Exchange Commission announced Thursday that it is accepting registrations for its next national seminar for chief compliance officers and other senior investment management executives.

Financial advisors looking to save costs, improve productivity and meet compliance standards recognize the importance of an effective document management application that goes above beyond Adobe Acrobat – but thus far the options remain fairly limited.

Whether you're a sophisticated early adopter or a newbie to all the latest technology available to you and your firm, these stories should bring you up to speed about everything any financial advisor or firm needs to know about information technology to improve productivity and increase assets under management.