Practice

Looking for a silver lining amid all the market gloom? How about a Roth IRA conversion that can help you and your clients "rightsize" their tax bills.

In light of the recent market volatility, a new report from Fidelity Investments analyzing the performance of 401(k) balances between Oct. 1, 2008 and June 30, 2011 is quite telling—giving a testimonial to the value of sticking with the stock market even amid the worst declines.

From minding procedure to the minds of digital criminals, here is a diverse collection of books to pick from. Kick back with (and learn from) one, wherever you are under the sun.

Exchanges around the world should discourage market participants from gcreating excessive low-qualityh messages that can clog trading networks, two trade groups representing automated trading firms said this week.

Socialware, the Austin, Texas-based firm that helps mutual fund, brokerage and other financial services firms track their social media communications and stay in compliance with company and industry regulations, has secured another $7 million in funding.

Middle-income Baby Boomers, those earning between $30,000 and $74,000 are vastly underserved in terms of preparing for retirement, according to a new report from the Insured Retirement Institute, “Middle-Income Boomers and Retirement: Tapping the Significant and Underserved Middle-Income Market.”

A senior employee known as an aggressive workaholic, but who seems stressed, yet rarely takes vacations, declines promotions and zealously protects his business unit from outside scrutiny while personally handling choice vendors may be up to something devious.

Social networking? Everyone's doing it. Particularly your next generation of fund customers. You will want to reach them, as they walk and talk through the Internet.

The Retirement Income Industry Association this week announced that Duncan Williams, a graduate instructor in the personal financial planning division at Texas Tech University, and his advisor, Michael Finke, an associate professor and coordinator at the university, will receive the first Academic Thought Leadership Award at the association's Fall Conference & Awards Gala in Boston in October.

African-American financial advisors just need to look at The Washington Group, headed by managing partner Leo Tucker, to appreciate the realities and the upside potential of their chosen careers.