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The Securities and Exchange Commission has approved an all-public panel option for FINRA arbitrations. But that could result in more costs for all sides to pay for expert witnesses, one expert said.
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PHOENIX-- Who will create and enforce a new, uniform fiduciary standard for not just brokers, but investment advisors, as well?
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Experienced investors talk at the Financial Services Institute annual conference about lessons hard learned in financial crises, their distrust of large firms and the value of establishing a personal relationship with their advisor.
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UBS has hired a team of five new advisors from U.S. Trust to serve in the firms new private wealth management office in Charlotte, N.C.
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The marketing campaign, Two for Tomorrow, is based on the 2% reduction in Social Security payroll taxes.
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The Securities and Exchange Commission announced Monday that investors can for the first time access detailed information that money market funds file with the SEC under changes to Rule 2a-7 that it implemented last year.
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House Financial Services Committee Chairman Spencer Bachus continued criticism Monday of the administration's delay in offering reforms for the GSEs.
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Consumers "like" rock bands and clothing brands on Facebook. A loyalty rewards startup expects that they will also "like" their banks in exchange for discounts on purchases.
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The new tax law has opened a substantial window of opportunity for wealth transfer. Help your clients take advantage of it.
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Bank of America officially announced Monday the launch of Merrill Edge, a platform geared to the mass-affluent customer segment.
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