Practice

The advisors retained from shuttering Broker Dealer Financial Services will add more than 80 advisors now able to tap into the buying firm’s offerings.

The firm “has experienced a successful streak of recruiting over the last two years, adding more than 100 experienced financial advisors during that period,” says President Jerry Lombard.

Some were unable to access the firm’s website while the S&P 500 experienced its worst decline in nine months.

Concerns include preparing for SEC reporting rules and modernizing operational infrastructure to address evolving markets.

Concerns include preparing for new SEC reporting rules and modernizing operational infrastructure.

The move is the latest effort to reduce the early flow of money out of 401(k)-style plans.

The broker is part of a wave of new hires at the regional brokerage firm.

A civil filing by an IBD seeks damages for firms and reps “who devoted significant time and resources to building a book of business,” an attorney says.

So-called opportunity zones created under the new tax law can offer clients a unique chance to save.

Eight tech tools planners can use to transform their practice.