Practice

John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.

Zoe Financial wants to create an elite network that brings together high-net-worth clients and thoroughly vetted RIAs, says CEO Andres Garcia-Amaya.

NAPFA’s chairman sees an “untapped market” opening up.

Establishing personal key performance indicators is vital, planners say at XY Planning Network conference.

Family offices saw a growth in returns last year fueled by soaring stock markets and private equity.

The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.

A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.

The holidays must be coming soon because BIC is working on its annual ranking of top bank advisors.

The effective tax rate on qualified dividends for those in the highest income tax bracket fell.

Bari Havlik says she needs to know when examiners’ rulings appear out of step with the actual guidelines.