Practice

The elite firm’s latest recruit is an industry veteran and former Desert Storm Marine.

One of the recruits began his career in the late 1980s.

The firm failed to detect one of its registered representatives converting $370,000 in client funds for the rep's own use, according to the regulator.

Young upstarts have to take a long, hard look at their business models and make key investments as the market cools off.

The boutique firm focuses on ultrahigh-net-worth entrepreneurs worldwide.

Retirees who opt to manage their investments are advised to streamline their portfolio maintenance into a process that they can roll out toward the year's end.

The recruit also previously worked for Morgan Stanley, Merrill Lynch and RBC.

Plus, Wells Fargo hires a $700M team from J.P. Morgan Private Bank and helps a $587M Morgan Stanley team go independent.

In the face of political uncertainty, planners are clinging to cash and reallocating client assets to short-term investments.

The firm named Douglas Rubenstein as its new chief operating officer.