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A $185 million funding round led by Valar Ventures Management has propelled the Canadian fintech to unicorn status.
May 5
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In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.
May 4
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A 38-year veteran financial advisor won a significant award in FINRA arbitration after a brokerage claimed he made unauthorized trades.
May 4
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Critics of FINRA’s current system for removing client complaints from brokers’ records are seeking to vacate an arbitration award.
May 3
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Grantor-retained annuity trusts thrive in a volatile stock market. Here are the lucrative tax reasons.
May 3
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The award-winning advisor marketing technology firm is celebrating a new deal on the eve of its inaugural conference in Las Vegas.
May 3
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The wealth programs in the channel are going through a significant shift amid major recruiting moves and consolidation, according to a consultant’s report.
May 2
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Good client care requires addressing all the emotional layers that come with financial planning.
May 2
Altruist -
Why now is the time to shift portfolios from risk-on mode to risk-off.
May 2
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These are the bits of news you might have otherwise missed this week in wealth management.
May 1
