Practice

The PE-backed wealth management holding company will grow to 2,500 advisors upon closure of its latest acquisition.

While the acquisition still needs regulatory approval, combining the two companies could be considered “anti-trust” in a different way.

Moving to a lower-tax state is more attractive than ever with the $10,000 cap on state tax deductions.

Judge temporarily barred the advisor from soliciting former clients ahead of a FINRA arbitration hearing.

Funds' past performance is no guarantee of future performance — but if planners don't evaluate the past, how can they best communicate investment decisions to clients? Here's how to balance on that tightrope.

With pensions gradually disappearing, more retirees will have to rely on 401(k)s.

The new hires come from rivals Merrill Lynch, Wells Fargo and RBC.

Before picking a tech vendor for your firm, you might want to have a chat with Carson Group President Teri Shepherd, who speaks with the benefit of hard-earned experience.

I helped others plan ahead but it took a personal tragedy to put my own succession plan in place.

The 2017 Republican tax law approximately doubled the estate and gift tax exemption.