Portfolio

Understanding pro-rata rules can ensure that a client only pays their fair share to the government. Plus, these retirement preparations can boost returns and a look at when spending means better planning.

The money, barely enough for dinner at the Thai restaurant downstairs from his office, was Fujino's payout from a 2009 fire sale of the asset management firm he built from scratch.

Upcoming data will give investors more indications about the potential rate path, including figures on retail sales, consumer sentiment and producer prices.

News that LPL may be looking for suitors comes at a time of financial pressure for the country's largest independent broker-dealer.

By leveraging new technology, advisers find new ways to reach their clients from across the globe, as well as here at home.

Many ETFs will avoid some aspects of sweeping new U.S. regulations meant to ensure that asset managers can easily meet investors’ redemption demands.

The challenges that asset managers face: rising regulatory costs and growing pressure on fees from cheaper competitors.

Pershing Advisor Solutions CEO Mark Tibergien says a renewed look at both internship and adviser mentoring programs is vital.

Aging billionaires are expected to transfer approximately $2.1 trillion to their heirs over the next 20 years, according to a new study by UBS and PwC.

Advisers and clients stockpile cash while waiting for better buying opportunities.