Portfolio

The client originally sought $18 million for breach of fiduciary duty and churning among other alleged wrongdoing.

Asset managers that stay on top of regulatory demands not only keep authorities happy, they gain a competitive advantage against other firms, says one fund administration executive.

Fidelity suspended sales of MetLife's annuities as the life insurer weighs a possible sale, spinoff or public offering of a retail unit that provides the retirement products.

Despite counterparty risk, these vehicles feature tax benefits for clients that ETFs don't.

During the transition in independence, avoid running afoul of legal breaches and other quicksand that can drag you down.

Studies on the digital advice space show investors may still want human interaction, but are increasingly becoming digital-first.

Only 25% of retirement savers who qualify for this tax credit are familiar with it, according to a new survey; plus, the two best ways to structure a QLAC.

Advisors say long-term optimism remains, even though clients' risk tolerance is down.

A fresh look at the best pay for mid-sized producers at the leading wirehouse and regional wealth management firms.

Gold’s rally since the start of the year, which returned as much as 19% at its peak, may be waning, says technical analyst.