Portfolio

Robos don't have to be based on ETFs, says Naureen Hassan, head of Schwab's Intelligent Portfolios. "It can be mutual funds, individual securities -- whatever we want it to be, because it is a technology platform."

CFP Board and TD Ameritrade make the case for a new center to attract and develop a 21st century workforce.

Some workers may consider suing their employers if the 401(k) plans they offer limited investment options, poor funds and hefty fees; Plus, the pros and cons of income-generating strategies in retirement.

Reflecting RCS' ongoing woes, the company made the Roth announcement in the fourth paragraph of a press release announcing disappointing third quarter earnings results.

The drop is "a great thing for the industry," as long as it's not mainly due to retiring older advisors and easier tests, one expert says

Advisors can assist their aging clients having a hard time keeping a family-run business in the family.

Settling charges that it had used false performance claims regarding an ETF-linked strategy, Virtus Investment Advisers agreed to pay the SEC $16.5 million in penalties.

Harvard University and other top schools increased stakes in the third quarter in a Vanguard emerging market ETF that lost 19% amid a rout in developing-nation assets.

Citing regulatory uncertainty the non-traded REIT says it will “sit this one out.”

"We need to be more diverse, more sustainable and have an academic home that can support the growth of the profession," says CFP Board CEO Kevin Keller.