Portfolio

Pimco said regulators are considering taking action against the firm over marking of securities in the exchange-traded fund version of its flagship Total Return Fund.

Advisors are backing off equities and bonds, as volatility and the Greek crisis have some clients 'spooked.'

Barclays advisors overseeing $3 billion recently went independent with Dynasty. But that wasn't the only big move; Merrill recruited multiple teams managing more than $2.5 billion. See these and other moves in our latest roundup.

Commentary: No human, no matter how sophisticated, can operate as consistently, quickly or as efficiently as the technology powering an automated investing service.

The trust fund assets will be viable now until 2034, a slight improvement, but Congress still needs to address the program's larger financial woes; Plus, some Medicare recipients could face steep premium increases next year.

Michael Shaw, who left the board amid turmoil over its disciplinary process, could end up working for former investigatory targets with new consulting gig.

After 17 years with LPL, planner says the large B-D's service dropped off.

An estate planning tool that is particularly valuable when rates are low is coming under political pressure.

In the past 12 months investors traded $18.2 trillion worth of ETF shares, according to data from the NYSE and Bloomberg. That means the amount of dollars exchanging hands through ETFs is now more than the U.S. GDP, which stands at $17.4 trillion.

"This disturbs me to the core," Sheryl Garrett says after FINRA election; new FINRA leader says his views were distorted.