Portfolio

Two advisors that produced $2.15 million in annual revenue joined Raymond James Financial Services, the firm's independent broker-dealer.

Default rates are far higher for corporates than for munis with the same ratings, a discrepancy regulators are hoping to address with a rule that takes effect June 15.

Having gained SEC approval in November to offer this new class of investment product, the firm's biggest challenge now, observers say, is selling the concept of exchange-traded managed funds.

William Stromberg, 55, is a 28-year veteran of the company. He previously served as a money manager and has held a series of executive jobs at the firm overseeing equities.

If managers who invest in their funds tend to outperform their peers, which ones are the best? Ranked by their respective funds' five-year performance, here are the top managers with $1 million of their own money invested in their funds.

M&A deals pit rapacious firm founders against undervalued junior associates, reducing planners to "idiots" and "pubescent teenagers," new report says.

Cognitive and health issues can make meeting with older clients more difficult. Here are some tips to help advisors break down communication barriers.

A strong dollar and difficulties finding value have pushed advisors to look overseas.

New hires join the firm's employee and independent channels.

Investors may consider leaving their 401(k) retirement plans if their employer doesn't match the contribution they make; Plus, five money-making ideas to boost clients' retirement funds.