Portfolio

After making recent waves with retail acquisitions, Nicholas Schorsch's RCS Capital Holdings is adding its first wholesaling broker-dealer to a growing portfolio.

It is more important to rebalance in order to maintain a consistent asset allocation than it is to choose the right allocation in the first place.

The contentious issue of harmonizing fiduciary responsibilities remains high on the agency's to-do list, though a timeframe for when a proposal might materialize is far from certain.

Here's a snapshot of the best ideas to come out of this year's conference.

What’s Really Behind the Proprietary Criteria for Indexes?

In seeking the helping hand of clients in finding new business, avoid being systematic or aggressive. Instead, make gentle, routine requests for help.

Tax costs are too high, and clients need to take advantage of losses when they are available.

Women are rising in influence in the asset management space, but are still underrepresented.

UBS and Morgan Stanley shook up their executive ranks, while Morgan lost several advisors managing more than $700 million in assets to Wells Fargo, Raymond James and independent firm Steward Partners. Click through our slideshow to read about the latest moves, recruitments and promotions.

Tax costs are too high, and clients need to take advantage of losses when they are available.