Portfolio

Almost two months after a court order, the CFP Board has failed to produce the required documents, Florida planners say.

Under Obamacare, advisors can direct clients to health savings accounts, which they can use as medical IRAs.

This Social Security strategy can be beneficial for married clients, but has a unique opportunity for singles, too. Make sure you understand the rules.

Justin Reckers and Michelle Smith explain how and why to look into a wealthy client's assets during a divorce.

From FINRA fining two firms to U.S. listed ETFs seeing inflows of $27.94 billion, here's top news impacting mutual fund and ETF managers and providers.

FINRA found that LPL didn’t have a reasonable system in place to determine whether purchases of alternatives would cause a customer’s account to be unsuitably concentrated.

'CARDS would be a massive and invasive regulatory undertaking with serious privacy implications ... and added technology costs and regulatory burdens,' according to a SIFMA statement.

Justin Reckers and Michelle Smith explain how and why to look into a wealthy client's assets during a divorce.

"There's still an employee mentality, even if an advisor is the founder or principal of a firm," says Stratos CEO Jeff Concepcion.

Reluctant advisors are advised to get over their reservations and start extending their marketing efforts to social.