Portfolio

Fidelity Investments, the mutual- fund firm best known for its star stock pickers since it was started almost seven decades ago, named former bond manager Charles Morrison to run its asset-management unit.

Here's a sampling of bank advisors who were recently promoted or moved to new organizations to assume roles of greater responsibility.

RCS Capital wants to buy an investment research firm, an RIA and a family office -- and hold a major industry event modeled on Charles Schwab's annual Impact conference.

The location of the National Credit Union Administration suits its place in the hierarchy of U.S. financial regulators.

Financial advisors to some of the wealthiest Americans see struggling Puerto Rico as an outlier in the $3.7 trillion local-debt market, leading them to add municipal bonds as the steepest federal tax rates in more than a decade loom.

Royal Securities to pay $175,000 in FINRA fines over non-traditional ETF sales, church bonds and other violations.

UBS added a Merrill Lynch team with $2.6 million in production, another Merrill team joined HighTower and RBC recruited two advisor teams with more than $600 million in Texas. But they're not the only ones making big grabs. Here are the most recent moves in the employee channel.

Here's a new look at our top bank advisors based on their ratios of trailing-12 production per assets-under-management.

The husband-and-wife team is the eighth team to join HighTower’s New York headquarters.

An advisor team with nearly half a billion dollars under management has left AXA frustrations with how the firm structures its compensation plan.