Portfolio

United Capital has a new name, but key challenges remain for its new owner.

The regional broker-dealer has long been among the industry’s most aggressive recruiters.

Data reported by the Investment Company Institute.

The advisors join the bank following a major reorganization of its wealth management business.

Firms need to keep up with the dramatic increase in expectations for a better user experience.

The industry’s biggest firms have grown bigger and the smaller firms have found it harder to compete on their own, the regulator found.

While retirement readiness among Americans has improved in general, Gen Xers are struggling with housing, college and medical costs, a survey finds.

CEO Dan Arnold describes the firm’s tech-fueled advisor strategy.

The search is on for "potential strategic partners" says the robo advice provider's CEO, Rich Cancro.

Buyers yanked $2.9 billion from the sector in the final days of January, nearly wiping out gains so far this year, data show.