Industry

In a surprise move, Liz Nesvold sells investment bank Silver Lane Advisors to Raymond James Financial.

The teams are led by brokers who’ve been featured on Barron’s and Forbes’ advisor rankings.

The firm’s new leader Penny Pennington tapped managers, one a longtime veteran of the firm, for the executive committee.

Boundaries and blind spots: Two advisors have a no-holds-barred conversation about working with clients of different genders.

The advisors had been with RBC their entire careers.

Baby boomers are retiring and spending their savings. Are advisors prepared to onboard the next generation?

Private Advisor Group unveiled a new team with $175 million in client assets, while Integrated Financial Partners says it grew by $900 million in 2018.

Provident's investment adviser unit will have nearly $3 billion in assets under management after it buys Tirschwell & Loewy.

Current billing systems present a number of compliance oversight issues for larger financial institutions, says co-founder Alan Moore.

Increased volatility, rising protectionism and geopolitical tensions are still weighing on investors, the firm said.