Industry

Sterne Agee changed its name after Stifel sold the firm in 2016 to INTL FCStone for about $50 million.

The private equity firm completed the largest IBD purchase of the year by acquiring the majority of the 7,700-advisor network.

Jason Holland is the latest broker to leave the troubled wirehouse.

Although these firms provide the RIA industry a lot of support, they could be doing more.

While he inherited a tough job, two years in it’s hard to find a single business metric that has improved,

About 1.2 million square feet of office space will be overhauled in the next 15 months to put technology experts closer to brokers, traders and bankers.

The $6B RIA bought a neighbor but also expanded its footprint.

Can FINRA suspend the advisor’s license?

The new hires come almost a year after the two firms quit the Broker Protocol.

Advisors can prune their practices to focus on the most profitable individuals — but it takes more than just time.