Industry

Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.

Robert DuKate initially stayed behind when his partner, David Katz, switched firms. Eight months later, he followed along.

It's decision time for Ric Edelman and his new merger partners, including Financial Engines, to pick a name for their new $200 billion RIA.

Dr. Phillip Frost, the principal shareholder of the IBD network’s parent firm, has stepped down, giving way to CEO Richard Lampen.

Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.

The practice is at least the second this year to jump from the Advisor Group firm to its similarly sized rival.

The firm claims it is also missing important documents related to a large institutional client.

Betsy Duke took the rare step of denying the bank is looking to replace Chief Executive Tim Sloan.

Upon closing, the deal will push Wealth Enhancement’s advisor head count beyond 70 financial planners.

The No. 1 IBD drew in a team composed of both CPAs and advisors.