Industry

Non-discretionary accounts may comprise the bulk of a client’s net worth, but are traditionally out of an advisor’s sphere of influence.

The boutique wealth manager has been aggressively courting top brokers.

Here’s what advisors need to know about the 20% qualified business income rule.

The regional BD's three hires come from Wells Fargo and Ameriprise.

I’ve been watching, with increasing dismay, the trend of outside investors taking ownership of advisory firms.

AUM, revenue and client base growth are soaring, but advisors must remain vigilant.

The firms may or may not be vying against one another, but their advisor forces are moving in different directions.

The IBD network disclosed the renewal of its clearing agreement, along with three firms’ intention to self-report possible mutual fund violations to the SEC.

The firm promoted two insiders: David Sliney and Jim Marischen.

Many small firms still don't offer this important benefit to their employees, but it’s time for that to change, says advisor Douglas Boneparth.