Industry

This year's additions to our expanded annual list of CFP Board-registered degree programs.

California Credit Union and North Island Federal Credit Union consolidated their investment programs in anticipation of their merger in March.

The firm has signed four big recruiting deals in the past three months.

The independent firm affiliated with Raymond James has been on a recruiting tear this year.

The brokers joined Wells Fargo's independent broker-dealer.

The wirehouses have lost teams overseeing more than $12 billion in client assets over the past month, according to recent hiring announcements.

FINRA rejected the advisor's claims as the firm resolved two longstanding compliance issues.

Woodbury Financial has peeled off more than 80 advisors in the wake of LPL’s giant acquisition.

Nov. 6: Platforms like FundKeeper are aimed at helping retirement account advisors comply with the DoL’s fiduciary rule.

Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.