Industry

Advizr has attracted more than 400 advisory firms and is close to a new round of funding.

It seems that a long bull market in transition deals may be coming to an end.

Adviser Dan Moisand was surprised by the decision not to delay the fiduciary rule further. But he wasn’t put off. Here’s why.

Certain planning techniques allow estate owners to bequeath vacation homes without triggering hard feelings and large expenses.

The group opted to join HighTower, which has added nine teams so far this year.

Purchaser B. Riley Financial will operate Wunderlich alongside its RIA and investment bank.

Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.

C.L. King & Associates argued it did not break any FINRA rules.

The firm says its external backup system failed at the same time its main internet connection was cut, raising concerns.

The firm’s newest team left Wells Fargo’s independent channel.