Industry

The recruit will be a producing branch manager and oversee 10 advisers, according to his new employer.

The partnership marks the second since two private equity firms infused the aggregator with capital.

The recruit made the move a week after the independent firm recruited three other wirehouse teams managing more than $600 million.

Nine executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Fifth Third, Huntington and J.P. Morgan Chase. Find out who they are and what their new roles entail.

"It's always nice when one poker player folds and it's down to two or three players," one recruiter says.

Since taking over as chief investment officer in 2011, she has worked to advance Palmer Square’s risk management, marketing, technology and operations.

Having gone through the lengthy and draining process, Exencial Wealth Advisors’ Michelle Scarver shares her No. 1 piece of advice for fellow planners.

The wirehouse will offer commission-based retirement accounts under limited circumstances.

The investment product raises eyebrows, but the firm’s founders have pledged to act as fiduciaries.

After a decade at the SEC, she joined global law firm Ropes & Gray, buttressing the firm's regulatory and ETF capabilities.