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From health care expenses to taxes, how planners can help clients strategize.
May 5
Life Planning Partners -
The two veteran advisers were legacy Morgan Keegan, a brokerage Raymond James acquired in 2013, On Wall Street learns exclusively.
May 4
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The new recruit joins after the regional firm paid $150 million to settle a lawsuit brought by an SEC receiver.
May 4
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Mike Michael, an executive vice president and regional president, takes over the business from Philip McHugh, who now heads the consumer bank.
May 4
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A former pro of an early financial planning tool learns how much has changed — and how little — as she keeps up with exponential tech advances.
May 4
Mercer Advisors -
The move does not apply to the giant asset management firm's ETFs, and clients are not required to liquidate existing positions.
May 4
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Not planning is the biggest risk that advisers can take.
May 4
PFI Advisers -
The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.
May 3
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Three firms have fired the broker, whose former clients have won $494,000 in settlements.
May 3
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Michael Jeppson generated about $1.8 million in annual revenue, according to his new firm.
May 3
