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Hot on the heels of record revenues for 2013, LPL plans to repurchase nearly 2 million shares from one its largest shareholders.
February 13 -
The BAM Alliance, a community of more than 140 independent wealth management firms across the U.S., has added nationally-known financial author and blogger Tim Mauer as its director of personal finance.
February 13 -
Puerto Rican investors are lining up for arbitration with UBS AG over losses when the commonwealth's bonds plunged last year.
February 13 -
LPL Financial is positioning itself as a simplifying agent for advisors facing a stream of new technological innovation.
February 12 -
A prominent provider of custodial services to RIA firms takes a big step to upgrade its core technology platform.
February 12 -
Focus has assisted in a series of high-profile moves, Convergent pulled a director from Evercore and LPL and Commonwealth swapped firms. Here's a roundup of some of the most recent advisor moves in the independent channel.
February 11
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The country's largest independent broker-dealer attracts 110 net new advisors in the fourth quarter.
February 11 -
A Laserfiche study finds better content management can improve firms' sale valuations by between $242K and $3.6M.
February 11 -
Steward Partners Global Advisory has added Hy Saporta, a former Citigroup executive, as chief operating officer, managing director and founding partner to help the firm gear up for growth.
February 10 -
The censure decisions are the result of reviews by the Board's Disciplinary and Ethics Commission, which meets three times a year.
February 10
