Portfolio

Financial Planning unveiled its annual list of the largest independent broker-dealers in June. Here's a list of the top 5 networks.

Which top program managers are surging? Check out a list of the top program managers that saw their assets surge last year.

New York-based Gerstein Fisher has launched the Gerstein Fisher Multi-Factor Global Real Estate Securities Fund (GFMRX) to make bets on real estate investment trusts and other related securities.

A focus on advisor fees and compensation is all well and good -- particularly among the next-generation of investors -- but advisors say that focus can sometimes be misguided.

“I think probably the No. 1 area of angst for advisors running their own firms is the efficiency of their business,” Pershing's Mark Tibergien said Thursday during an interview at the Pershing Insite conference.

Legg Mason has added John Murphy and John Myers to its Board of Directors, effective immediately. Murphy was appointed to the Audit and Compensation Committees and Myers was appointed to the Nominating & Corporate Governance and Risk Committees.

Payden & Rygel is looking to tap into the broker dealer channel with a new partnership.

Is Legg Mason leaning towards making a run at private equity?

The financial services industry has one of the hardest glass ceilings for women to break through according to a recent survey from Edward Jones.

A new survey by Ceres, an advocate for sustainability leadership, gives a pat on the back to three fund companies for supporting the majority of shareholder resolutions filed with companies on climate change and a slap on the hand to six others for not supporting a single resolution.