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Here's a closer look at the compensation rankings for top-producing advisors at the nation's leading wirehouses and regional B-Ds. Also see: Ranking the Top-Paying Independent Broker-Dealers Top 40 Financial Advisors Under 40: No. 20 through No. 1 40 Under 40: No. 21 through No. 40 Top 5 Regional Advisors Under 40
July 11 -
Charles Schwab Investment Management, Inc. has launched the Laudus Mondrian Global Fixed Income Fund (LMGDX) to bet on developed, U.S., and emerging market bond markets.
July 11 -
Financial advisors plan to increase their use of alternative investments this year, according to Jackson National Life Insurance Co. One big challenge: they need to understand the asset class better.
July 11 -
These 12 bad brokers not only did harm to their clients' portfolios, but their clients themselves. Check out BrokerCop's "Dirty Dozen" with offenses ranging from mail fraud to murder. Source: BrokerCop Also see: 5 Financial Advisors Caught in the SEC's Crosshairs 7 Ways Bernie Madoff's Scam Forever Changed Advisors' Lives 10 Mind Tricks That Keep Your Clients in the Red
July 11 -
J.P. Morgan Asset Management has filed paperwork with the Securities and Exchange Commission to launch the JPMorgan Commodities Strategy Fund.
July 11 -
One of the things Sean Healey missed most when he left Goldman Sachs Group Inc. in 1995 was his business card. Flashing it was a surefire way to convince people of his credentials.
July 11 -
Advisors are looking to adopt alternative investments in their portfolios but are leaning on guided strategies from fund firms to do so, according to a new survey by Jackson National Life Insurance Company.
July 11 -
The global market for fixed income exchange traded funds will likely grow to more than $2 trillion in assets over the next decade, compared with $302 billion today, according to a new report by iShares.
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Alternative mutual fund shop Hatteras Funds has launched a new variable trust fund, the Hatteras Alpha Hedged Strategies Variable Fund, which will bet on multiple hedge fund managers.
July 11 -
Socially responsible investment shop Calvert Investments has named Lynne Ford to the newly created position of Head of Distribution.
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