Portfolio

It’s time to revisit your firm’s protocols to ensure they make sense given widespread tech adoption during the pandemic, writes Wes Stillman.

If employees are a company’s greatest assets, then children are a person’s greatest treasure.

The administration's plan would eliminate a break that allows heirs to use the market value of assets at the time of a transfer, rather than the actual purchase price.

Residential property owners are the most likely to be impacted by proposed changes in the administration’s American Families Plan.

The 20-advisor team left Advisor Group’s Securities America for the private equity-backed holding company’s independent subsidiary, Cadaret Grant.

An equity investment plan can help clients get over timing decisions, writes Don Bennyhoff.

The RIA roll-up could make as many as a dozen deals in 2021 through the new source of capital, CEO Marty Bicknell says.

The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.

In releasing their annual snapshot, state securities agency officials pledged to provide clarity around the compliance headache for small practices.

If passed, the package would end the step-up in basis provision, which will mean significantly larger tax bills for wealthy estates.