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Congress is considering a proposal that would allow small companies to create a multiple-employer retirement plan to enable workers to build savings.
July 24 -
Vitaly Korchevsky was convicted of pocketing at least $14 million by trading securities on information he gleaned from press releases stolen by Ukrainian hackers before they were released publicly.
July 9 -
Advisors worried about securing client data should learn how banks are developing a protected space for internet activity.
December 13 -
Chairman Jay Clayton and top SEC brass are putting advisors on notice. The regulator is drilling down on investor protections, while warning firms on cybersecurity and AML compliance.
November 14 -
The NSA, Equifax and the SEC were all breached. Financial advisors of all sizes are fair game, too, says Wes Stillman.
November 10RightSize Solutions -
Clients are looking to be reassured about the security of their data.
October 19 -
It's a bigger challenge to keep pace with a fast changing industry, CEO Robert Cook said.
October 13 -
Most advisors don’t have required safeguards in place, one expert says.
September 28 -
State examiners are finding more shortcomings. At the same time, advisors face bulked-up regulators probing more aspects of their practices.
September 27 -
Equifax's data breach may be the most serious, given that it covered 143 million consumers and involved reams of confidential information, but it wasn't the largest. Following are the biggest to date.
September 22