Fiduciary Rule

More than a quarter of enforcement cases the commission brought in the just-ended 2016 fiscal year targeted planners and investment companies.

Shareholders shouldn't hold out too much hope for a takeover and here is why.

Industry experts survey the field of potential suitors.

After the fiduciary rule was announced, it wasn’t clear how brokerage firms would adapt. Here's why the wirehouse is a standout on its approach to the new regulation, and why one competitor isn't.

Open enrollment offers seniors the opportunity to change their plans and save hundreds of dollars.

The wirehouse, which is embracing the new regulation, is the first to unveil its strategy in depth.

Life insurance will become more attractive to sell in the post-fiduciary world because it is one of the few products not encumbered by the regulation.

The fund provider is the latest firm expecting more advisers and long-term investors will turn to passive investing because of the regulation.

After being jilted by the nation’s largest IBD, the organization breaks new ground with membership additions.

The self-paced online curriculum consists of a base course and role-specific courses for both fiduciary and non-fiduciary roles

Multiple tiers of service with corresponding client benefits will be the only way to maintain reasonable profitability in the future.

Beacon Pointe’s latest deal puts the wealth manager over the $2B AUM milestone, and it’s eyeing new markets.

Mounting regulatory pressure will push firms to decrease the number of products available due to compliance risks, Cerulli Associates says in a new report.

From recommending wrong share classes to cherry-picking allocations, these are the pitfalls advisers should avoid.

Insurance industry giant targets RIA market via fee-based annuities.

As rules pile up, industry leaders are looking for ways to help advisers navigate what they say has become a regulatory labyrinth.

Mary Jo White also said that the commission lacks sufficient resources to provide oversight of investment advisers.

Even as more planners see opportunities in the rule, a large cohort are reconsidering their careers.

Explaining is as simple as using this phrase: Fiduciary rule.