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Hyperpersonalization delivered via improved technology is critical for client relations, a new report says.

If passed, non-spouse heirs would be required to drain assets within 10 years after the owner’s death.

Since introducing an ongoing fee model, the platform has seen a 25% rise in account openings, according to the firm.

Cathy Bessant is among executives who remain in talks with Wells Fargo, while JPMorgan Chase’s Gordon Smith won’t be taking the job, according to people with knowledge of the situation.

This basketball analogy can help you explain how portfolio diversification works across multiple asset classes.

Even as the wirehouse has cut back on recruitment, the hire of two new industry veterans show it’s still looking for top teams.

Summit Brokerage Services will fold 450 advisors into one of the 41 OSJ regions under Cetera Advisor Networks this summer.

Robert Limmer made the move after less than a year at Gladstone Wealth Group.

Genstar puts consolidator Mercer Advisors up for sale.

Once selected, the chapters will begin a two-year centralized testing process.