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At first glance, the reduced premium for Medicare Part B looked like an untempered win for the Biden administration. The reality is much more complicated.

The lack of formal codification and an accurate count of customers leaves the profession struggling with fundamental questions about identifying the true practitioners and their base of clients.

Google Head of Product Inclusion Annie Jean-Baptiste believes that when you create tools for those living on the margins, it also empowers those in the middle.

Honorees receive more than $650K to donate to non-profit organizations.

One of the worst storms in U.S. history has prompted independent advisors in Florida to activate their business continuity plans.

A $775,000 settlement for Waddell & Reed relating to its pre-LPL days displays how the regulator is ramping up enforcement of such cases, experts said.

The changes reflect an effort to give penalties more teeth, similar to what the regulator did last year with Robinhood's $70 million fine.

Plus, Betterment enters a deal to offer digital assets as a new survey finds Americans are cooling on crypto.

With the broker behind bars since last year, the firm has paid nearly $2 million in client restitution and a regulatory fine over its mishandling of the account.

Bringing on board next-gen advisors should go hand-in-hand with a strategy of investing in younger clients.