The Latest

The U.S. brokerage arm of the Swiss bank must pay damages under a FINRA arbitration case otherwise found to be ‘clearly erroneous.’

The company’s technology is used by more than 150 banks, asset managers and life insurers to oversee more than $1.5 trillion in assets.

The moves come amid uncertainty about Democrats' plans to raise taxes on the rich.

The bank is turning to an executive who comes with baggage of his own after a shortened tenure as CEO of AMP.

JPMorgan Chase is preparing to pay roughly $200 million to resolve U.S. regulatory investigations into lapses over monitoring employee communications.

Consolidation, an aging broker workforce, pivots by advisors away from Wall Street wirehouses and a move to fee-based services are driving the slow but steady trend.

When a spouse needs long-term institutionalization, it may preserve assets for the healthy partner and for heirs — but there are downsides.

A new report from the House Financial Services Committee offers the first ever glimpse into the demographics of the largest fund companies.

Here's what you missed this week in wealth management.

Advisors and researchers have spent years analyzing the connection between how clients’ wellness affects portfolio decisions. Here’s how far they’ve come, and why learning more is crucial.