Finance

Here’s what managers at some of the largest firms have been discussing and say should be top of mind in the months ahead.

More growth is on the way: the No. 1 IBD has one more massive recruiting move and a $300M acquisition to complete.

The firm slimmed down its headcount slightly, even as it saw an uptick in advisor-related revenues from fees and asset management.

The company upped its recruiting package last year, a change that has been “very well received by prospective advisors,” according to the CEO.

Aside from their rock-bottom fees, those with the largest gains have at least one commonality: asset allocation.

The firm’s recruiting is also gaining steam, despite the ongoing impact to its bottom line from low interest rates.

An equity investment plan can help clients get over timing decisions, writes Don Bennyhoff.

The Swiss bank added a sprinkle of new US advisors for the first time in years, amid record quarterly profits and plans for global job cuts.

The actively managed offering will be available as soon as this summer, according to sources familiar with the plans.

Bailard appointed Sonya Thadhani Mughal under a succession plan and a series of moves unveiled by the wealth and fund company.

As the firm repelled a rare activist challenge, a potential private equity buyer has approached it, according to a news report.

The factors that had so many predicting go-go growth over a year ago are still very much in place.

The TIFIN group owns 10 companies building software for individual aspects of the wealth and asset management industry.

Despite record growth in wealth management, an otherwise rosy earnings report was marred by $911 million loss related to Archegos Capital.

Investors betting on a post-pandemic world are sending cash to riskier companies acutely sensitive to the economic cycle.

While its investment strategy may be relatively immovable, the Austin, Texas-based firm has accepted that its approach may need to move with the times.

An interactive dialogue with Founder and CEO of NorthOne on the fintech industry, the growing needs of challenger banks, and the future of SMB banking.

Despite losing more than 295 net advisors in the first three months of the year, the wirehouse had one of its best quarters in history in terms of revenue.

A net 236 brokers left the wirehouse in the three months ending in March, the company said in its latest quarterly report.

The former CFTC chair is expected to face intense pressure from progressive Democrats in his new role, many of whom want him to promptly toughen oversight.