-
A planner's casual query about his workspace prompted a rousing discussion in an online chatroom. The conclusions that emerged suggest a reimagined physical and virtual space for planners to meet clients.
May 27
SEI -
The wirehouse, which has reduced recruiting efforts, enticed the team over from AllianceBernstein.
May 26
-
The advisors had logged seven years at their former wirehouse.
May 26
-
Planner Lazetta Braxton explains what allies can do to reduce the fear and heartbreak that comes from working in a predominately white profession.
May 26
2050 Wealth Partners -
A former craft brewer and an ex-rugby star went indie with Gladstone Financial Resources Group.
May 26
-
Firms founded by Jason Wenk allegedly failed to oversee a former advisor accused of investing clients in unregistered securities.
May 22
-
Advisors typically take most of their clients with them when they go independent, but not all of them do.
May 21
-
One defecting advisor says she was lured by better technology and because at her new employer, “It’s about the people and not just the numbers.”
May 21
-
The changes follow new leadership of the bank’s recently unified wealth management operations.
May 20
-
Both pieces of legislation have caused sweeping changes to retirement planning and wealth management.
May 20
The TOLI Center East
