-
Fidelity Financial Advisor Solutions, the Defined Contribution Investment Only unit of Fidelity Investments, is looking to grow its team of wholesalers.
February 6 -
Jim O'Neill, chairman of Goldman Sachs Asset Management, will retire later this year.
February 6 -
The Carlyle Group today officially closed the book on its acquisition of The TCW Group, which retained some 40% of the firm on a fully diluted basis.
February 6 -
The company announces modest revenue growth and a move to start outsourcing "non-advisor-facing" jobs.
February 6 -
The firm is revving up its recruiting efforts as it eyes a growing market.
February 6 -
Merrill Lynch advisor Eric Snyder, who lands at number 11 on the Top 40 list, says he practices with a team that can candle all of clients rigorous needs.
February 6 -
Henderson Global Investors (North America) has gotten a bit more global.
February 5 -
UBS Wealth Management Americas turned out a record fourth quarter, serving as a bright spot in an otherwise tough quarter for the Swiss bank.
February 5 -
Confluence has promoted two its key executives - James Skip Smith and Frederick Winston - to the roles of chief operating officer and chief financial officer, respectively.
February 5 -
Bank of America Corp.s Lisa Shalett, who was chief investment officer for the firms Merrill Lynch brokerage for two and a half years, will leave the company.
February 5
