Industry

The board is calling for public comment on a variety of changes and released FAQs for planners about new standards of conduct taking effect next year.

To prepare for questions — and their own filings — planners should note these tips.

Be careful when giving gifts over $100 in value.

The firm’s efforts mirror those at other firms and associations that are trying to improve the profession’s diversity.

The hiring spree follows the firm’s move earlier this year to become a member of the Broker Protocol.

Should it be custodians? Or the clients themselves? Bob Veres picks a side.

The firm has parted ways with its CEO Alex Friedman and launched a restructuring plan.

"This multigenerational shift in wealth will reshape the wealth management landscape over the next quarter century," an expert says.

Still, time is limited. Tell clients they’d better take advantage of the current exemption before it expires.

The ultra-wealthy say they want to achieve more, yet currently give only 1.2% of their assets to charity. How can advisors help?