Industry

Wealth Enhancement Group has nearly doubled its assets over a two-year period.

Affluent clients have "a fairly low awareness of fees," according to new report.

The firm aligned its brokerage business with Private Client Services following a big acquisition and a major executive hiring.

The advisor told the client that she could pre-pay her advisory account fees at a discount by writing him a $7,400 check, FINRA claimed.

Other states are likely to enter similar agreements with the broker-dealer.

Advisor exodus from beleaguered firm shows no sign of abating in 2018

Passive funds attracting record assets, but Morningstar analyst warns advisors to take a close look.

The former J.P. Morgan wealth executive will replace Don Heberle, who left his post at the end of March.

While a search is underway to replace Howard Plotkin, his duties are being handled by global Chief Compliance Officer David Lang.

Because next year will be too late.