Industry

As advisors grow their firms into bona fide businesses, they may sour on the profession —unless they scale back, Michael Kitces writes.

The unit recruited the co-founder of an investment advisory firm to launch a new office in La Jolla, California.

A team from Utah Valley University built a functional chatbot, finishing first in the inaugural student fintech competition at the T3 Advisors Conference.

Distributed ledger technology is expected to provide advisors with more transparency in a variety of transactions.

After seven acquisitions last year, Captrust snares $300 million Knox Capital for its first 2018 deal.

As lure, the firm deploys a $52 million technology platform that is the “best that I've seen.”’

Although it represents a big industry shift, it's not the end of the world, says former UBS advisor turned RIA owner Greg Hersch.

Commission prioritizes retail investors as OCIE issues its must-read compliance letter.

In the latest clash after Morgan Stanley's exit from the Broker Protocol, the firm notched a win as the case heads to FINRA arbitration.

The bank's foray into personal financial-management software follows other online lenders.