Industry

The new hires are all industry veterans, two of whom have more than three decades of experience each.

Broker headcount declined to 6,861, a 3% drop from 7,087 in the year-ago period.

CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.

When it comes to deciding who will take over your practice, advisors must find a "like-minded cultural fit," says CEO Jamie Price.

The practice opted for USA Financial after Jackson National sold National Planning's assets.

Advisory firms need private equity capital, but problematic strings may be attached.

More than $2 trillion of billionaire fortunes will change hands, according to a new study by UBS and PwC.

The firm plans to add 1,000 new advisors and $47 billion in net new assets in 2017.

The advisor reportedly sold $48,500 worth of securities in a purported computer products wholesaler without disclosing the transactions to his then employer, J.P. Morgan Securities.

The partners took a different path than most in launching their own franchise practice.